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Regulation NMS
Results: 1042

#	Item
741	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-24 08:30:21 Securities Exchange Act Federal Rules of Civil Procedure Regulation NMS SEC filings Financial regulation Law Humanities United States Securities and Exchange Commission United States securities law 73rd United States Congress
742	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 3, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-04 06:39:36 Investment Finance United States Securities and Exchange Commission Market maker Securities Exchange Act NYSE Arca Flash trading Regulation NMS Market liquidity Financial markets Financial economics Stock market
743	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 11:00:12 Stock market Finance Investment United States securities law Financial services Securities Exchange Act Dark liquidity Order Regulation NMS United States Securities and Exchange Commission Financial economics Financial markets
744	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-11 10:06:55 Economy of the United States United States securities law Investment 73rd United States Congress Regulation NMS Securities Exchange Act Broker-dealer Order U.S. Securities and Exchange Commission United States Securities and Exchange Commission Chicago Stock Exchange Financial economics
745	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-22 16:25:26 Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Financial regulation Financial economics Government Chicago Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
746	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]March 8, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 15:10:15 Financial markets Investment Economics Order Regulation NMS Fixed exchange-rate system New York Stock Exchange Market maker Chicago Board Options Exchange United States Securities and Exchange Commission Stock market Financial economics
747	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]September 1, 2009 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Clear Opti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 12:57:39 Financial economics Financial system Options Clearing Corporation SEC filings Finance Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Exercise United States Securities and Exchange Commission United States securities law 73rd United States Congress
748	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-21 12:17:30 Financial system Investment Stock market 73rd United States Congress United States securities law Regulation NMS National market system plan Order Options Price Reporting Authority Financial markets Financial economics United States Securities and Exchange Commission
749	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-07 08:22:38 Options Price Reporting Authority Investment United States securities law Finance National market system plan 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Financial markets United States Securities and Exchange Commission Financial economics
750	Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:04:22 Stock market Finance United States Securities and Exchange Commission Market maker NASDAQ Regulation NMS Securities Exchange Act National best bid and offer Order Financial economics Financial markets Investment

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